Principal Monetary Group – A few days in the past I made my first stock purchase of 2016. The outcomes from the calculator are based on your inputs and should not intended to be a monetary plan or investment advice from Principal® but could also be used as basic pointers that can assist you make retirement planning or different personal financial choices.
This key role kind a part of the Monetary Administration Division within the Sources Directorate, at the strategic coronary heart of the two authorities, and comes with great potential for career growth as we continue to construct on our stable reputation for efficient monetary administration.
The Financial and Operations Principal Examination (Sequence 27) and the Introducing Dealer/Dealer Monetary and Operations Principal Examination (Series 28) are required by FINRA for the person who prepares and maintains the books and data of the member as required under securities industry guidelines and rules.
For info regarding the licensure standing or disciplinary history of a broker-seller, funding adviser, BD agent or IA representative or any financial establishment he represents, contact your state securities law administrator.
ESSENTIAL CLIENT INFORMATION: The Financial Professionals of The Centennial Group could solely transact business in a selected state after licensure or satisfying skills necessities of that state, or only if he or she is excluded or exempted from the state’s registration requirements.